Equivalent XPath and APS Queries

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Current Status for Granted Patents implementation

McNair Project
Equivalent XPath and APS Queries
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Project Information
Project Title Equivalent XPath and APS Queries
Owner Oliver Chang, Ed Egan
Start Date June 2017
Deadline June 2017
Primary Billing
Notes
Has project status Tabled
Copyright © 2016 edegan.com. All Rights Reserved.



How it works currently

Only has the intelligence from E:\McNair\PatentData\Processed\xmlparser_4.5_4.4_4.3.pl. That is to say, it only explicitly covers versions 4.3, 4.4, and 4.5 utility patents. Plant, reissue, and design patents contain a nonempty intersection with these attributes but have their own quirks. The actual code to do this XML parsing is at E:\McNair\Projects\SimplerPatentData\src\main\java\org\bakerinstitute\mcnair\uspto_granted\XmlParser.java with the end goal to create an in-memory representation of a granted patent as a E:\McNair\Projects\SimplerPatentData\src\main\java\org\bakerinstitute\mcnair\models\GrantedPatent.java data structure.

To learn about the fields that a model contains, look at the class Model.Metadata which should implement interface TableMetadata. In particular, this bunch of constant data describes the mapping of enum fields to table column names as well as the types of columns.

For an example, we can tell that GrantedPatent is a struct that contains the following data: 

private final Map<GrantedPatent.Fields, String> strings;
private final Map<GrantedPatent.Fields, Double> numbers;
private final List<Citation> citations;
private final List<Sciref> scirefs;
private final List<Inventor> inventors;
private final List<AssignmentSummary> assignments;
private final List<Lawyer> lawyers;

Query Equivalences

Note: xpaths are for all design types (utility, reissue, plant, design) unless otherwise noted. Only granted patents have been checked so far.

strings

  • PATENT_TYPE
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/application-reference/@appl-type
      • example: "utility"
    • APS
      • PATN:APT
  • TITLE
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/invention-title
      • example: Seeding implement depth adjustment mechanism
    • APS
      • PATN:TTL
  • PCT_DOCUMENT_NUMBER
    • only for XML 4.0 utility, 4.2 utility, 4.3 reissue
      • //us-bibliographic-data-grant/pct-or-regional-filing-data/document-id/doc-number
      • example: PCT/IT03/00298
    • APS
      • PCTA:PCN
  • PATENT_COUNTRY
    • XML 4.0, 4.1, 4.2, 4.3, 4.4
      • //us-bibliographic-data-grant/publication-reference/document-id/country
      • example: US
    • APS
      •  ?
  • PATENT_NUMBER
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/publication-reference/document-id/doc-number
      • example: 09521796
    • APS
      • PATN:WKU
  • PATENT_KIND
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/publication-reference/document-id/doc-number/kind
      • example: B2
    • APS
      •  ?
  • PATENT_GRANT_DATE
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/publication-reference/document-id/date
      • example: 20161220
    • APS
      • PATN:ISD
  • APPLICATION_NUMBER
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/application-reference/document-id/doc-number
      • example: 14182202
    • APS
      • PATN:APN
  • APPLICATION_FILING_DATE
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/application-reference/document-id/date
      • example: 20140217
    • APS
      • PATN:APD
  • PRIORITY_CLAIMS_DATE
    • XML 4.0 only design, reissue, and utility types, 4.1 only utility type, 4.2 only utility type, 4.4 only reissue type
      • //us-bibliographic-data-grant/priority-claims/priority-claim/date
      • example: 20000330
    • APS
      • PRIR:APD
  • PRIORITY_CLAIMS_COUNTRY
    • XML 4.0 only design, reissue, and utility types, 4.1 only utility type, 4.2 only utility type, 4.4 only reissue type
      • //us-bibliographic-data-grant/priority-claims/priority-claim/country
      • example: GB
    • APS
      • PRIR:CNT
  • PRIORITY_CLAIMS_PATENT_NUMBER
    • XML 4.0 only design, reissue, and utility types, 4.1 only utility type, 4.2 only utility type, 4.4 only reissue type
      • //us-bibliographic-data-grant/priority-claims/priority-claim/doc-number
      • example: 0007806.3
    • APS
      • PRIR:APN
  • IPCR_SUBCLASS
    • XML 4.1, 4.2, 4.3, 4.4 and 4.5, only for plant, reissue, and utility types
      • //us-bibliographic-data-grant/classifications-ipcr/classification-ipcr/subclass
      • example: C
    • APS
      •  ?
  • IPCR_MAIN_GROUP
    • XML 4.1, 4.2, 4.3, 4.4 and 4.5, only for plant, reissue, and utility types
      • //us-bibliographic-data-grant/classifications-ipcr/classification-ipcr/main-group
      • example: 11
    • APS
      •  ?
  • IPCR_SUB_GROUP
    • XML 4.1, 4.2, 4.3, 4.4 and 4.5, only for plant, reissue, and utility types
      • //us-bibliographic-data-grant/classifications-ipcr/classification-ipcr/subgroup
      • example: 00
    • APS
      •  ?
  • CPC_SUBCLASS
    • for XML 4.5 utility, reissue types
      • //us-bibliographic-data-grant/classifications-cpc/main-cpc/classification-cpc/subclass

example: C

    • APS
      •  ?
  • CPC_MAIN_GROUP
    • XML 4.5 types utility, reissue types
      • //us-bibliographic-data-grant/classifications-cpc/main-cpc/classification-cpc/main-group
      • example: 49
    • APS
      •  ?
  • CPC_SUB_GROUP
    • XML 4.5 types utility, reissue types
      • //us-bibliographic-data-grant/classifications-cpc/main-cpc/classification-cpc/subgroup
      • example: 027
    • APS
      •  ?
  • CLASSIFICATION_NATIONAL_COUNTRY
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5 (first listed is highest preference)
      • //us-bibliographic-data-grant/classification-national/country
      • example: US
      • //us-bibliographic-data-grant/us-field-of-classification-search/classification-national/country
      • example: US
    • APS
      •  ?
  • CLASSIFICATION_NATIONAL_CLASS
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5 (first listed is highest preference)
      • //us-bibliographic-data-grant/classification-national/main-classification
      • examples (note: the examples here are in quotation marks because, unlike the examples of other xpaths, these sometimes have 1-2 spaces before the text):
        • for v4.5 utility: "172610";
        • for v4.5 reissue type: " 16250";
        • for v4.5 plant type: PLT161;
        • for v4.5 design type: " 2159", "D30158", "D 2614;
        • for v4.4 utility type: " 2 85", " 2126"
        • for v4.4 reissue type: "248415", "211 47", "2482821"
        • for v4.4 design type: "0101"
        • for
    • APS
      •  ?
  • PRIMARY_EXAMINER_FIRST_NAME
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/examiners/primary-examiner/first-name
      • example: Christopher
    • APS
      • PATN:EXP (whole name)
  • PRIMARY_EXAMINER_LAST_NAME
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/examiners/primary-examiner/last-name
      • example: Novosad
    • APS
      • N/A (PATN:EXP has whole name)
  • PRIMARY_EXAMINER_DEPARTMENT
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/examiners/primary-examiner/department
      • example: 3745
    • APS
      •  ?

numbers

  • NUMBER_OF_CLAIMS
    • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/number-of-claims
      • example : 10
    • APS
      • PATN:NCL

citations (all are strings)

  • SEQUENCE
    • XML 4.3, 4.4, 4.5
      • //us-parties/inventors/inventor/sequence
    • XML 4.0, 4.1, 4.2
      • //parties/applicants/applicant/sequence
    • APS
      •  ?
  • LAST_NAME
    • XML 4.3, 4.4, 4.5
      • //us-parties/inventors/inventor/addressbook/last-name
    • XML 4.0, 4.1, 4.2
      • //parties/applicants/applicant/addressbook/last-name
    • APS
      • N/A (see ORG_NAME)
  • FIRST_NAME
    • XML 4.3, 4.4, 4.5
      • //us-parties/inventors/inventor/addressbook/first-name
    • XML 4.0, 4.1, 4.2
      • //parties/applicants/applicant/addressbook/first-name
    • APS
      • N/A (see ORG_NAME)
  • ORG_NAME
    • XML 4.3, 4.4, 4.5
      • //us-parties/inventors/inventor/addressbook/orgname
    • XML 4.0, 4.1, 4.2
      • //parties/applicants/applicant/addressbook/orgname
    • APS
      • INVT:NAM (whole name, might be of an individual)
  • CITY
    • XML 4.3, 4.4, 4.5
      •  ?
    • XML 4.0, 4.1, 4.2
      •  ?
    • APS
      • INVT:CTY
  • COUNTRY
    • XML 4.3, 4.4, 4.5
      •  ?
    • XML 4.0, 4.1, 4.2
      •  ?
    • APS
      • INVT:CNT
  • STATE
    • XML 4.3, 4.4, 4.5
      •  ?
    • XML 4.0, 4.1, 4.2
      •  ?
    • APS
      • INVT:STA
  • ADDRESS
    • XML 4.3, 4.4, 4.5
      •  ?
    • XML 4.0, 4.1, 4.2
      •  ?
    • APS
      • INVT:STR
  • POSTCODE
    • XML 4.3, 4.4, 4.5
      •  ?
    • XML 4.0, 4.1, 4.2
      •  ?
    • APS
      • INVT:ZIP

scirefs (all are strings)

  • CITATION_DESCRIPTION
    • XML 4.3, 4.4, 4.5
      • //us-bibliographic-data-grant/us-references-cited/us-citation/nplcit/othercit
    • XML 4.0, 4.1, 4.2
      • //us-bibliographic-data-grant/references-cited/citation/nplcit/othercit
    • APS
      •  ?

inventors (all are strings)

  • SEQUENCE
    • XML 4.3, 4.4, 4.5
      • //us-parties/inventors/inventor/sequence
    • XML 4.0, 4.1, 4.2
      • //parties/applicants/applicant/sequence
  • LAST_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //us-parties/inventors/inventor/addressbook/last-name
      • //us-parties/inventors/inventor/last-name
    • XML 4.0, 4.1, 4.2 (first listed is highest preference)
      • //parties/applicants/applicant/addressbook/last-name
      • //parties/applicants/applicant/last-name
    • APS
      • N/A (see ORG_NAME)
  • FIRST_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //us-parties/inventors/inventor/addressbook/first-name
      • //us-parties/inventors/inventor/first-name/
    • XML 4.0, 4.1, 4.2 (first listed is highest preference)
      • //parties/applicants/applicant/addressbook/first-name
      • //parties/applicants/applicant/first-name
    • APS
      • N/A (see ORG_NAME
  • ORG_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //us-parties/inventors/inventor/addressbook/orgname
      • //us-parties/inventors/inventor/orgname/
    • XML 4.0, 4.1, 4.2 (first listed is highest preference)
      • //parties/applicants/applicant/addressbook/orgname
      • //parties/applicants/applicant/orgname
    • APS
      • INVT:NAM
  • CITY
    • XML //us-parties/inventors/inventor/addressbook/city
      •  ?
    • APS
      • INVT:CTY
  • COUNTRY
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • INVT:CNT
  • STATE
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • INVT:STA
  • ADDRESS
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • INVT:STR
  • POSTCODE
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • INVT:ZIP

assignments (all are strings)

  • LAST_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //assignees/assignee/addressbook/last-name
      • //assignees/assignee/last-name
    • APS
      • N/A (see ORG_NAME)
  • FIRST_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //assignees/assignee/addressbook/first-name
      • //assignees/assignee/first-name/
    • APS
      • N/A (see ORG_NAME)
  • ORG_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //assignees/assignee/addressbook/orgname
      • //assignees/assigneeorgname/
    • APS
      • ASSG:NAM
  • CITY
    • XML 4.0, 4.1, 4.2
      • //parties/applicants/applicant/addressbook/address/city/
      • XML 4.3, 4.4, 4.5
      • //us-parties/us-applicants/us-applicant/addressbook/address/city/
      • example: Centralia
    • APS
      • ASSG:CTY
  • COUNTRY
    • XML 4.0, 4.1, 4.2
      • //parties/applicants/applicant/addressbook/address/country/
      • XML 4.3, 4.4, 4.5
      • //us-parties/us-applicants/us-applicant/addressbook/address/city/
      • example: US
    • APS
      • ASSG:CNT
  • STATE
    • XML 4.0, 4.1, 4.2
      • //parties/applicants/applicant/addressbook/address/country/
      • XML 4.3, 4.4, 4.5
      • //us-parties/us-applicants/us-applicant/addressbook/address/city/
      • example: US
    • APS
      • ASSG:STA
  • ADDRESS
    • No XML
      •  ?
    • APS
      • ASSG:STR
  • POSTCODE
    • No XML
      •  ?
    • APS
      • ASSG:ZIP

lawyers (all are strings)

Note in the below queries, for XML results only those XML agent nodes with rep-type="attorney" are looked at.

  • SEQUENCE
    • XML 4.3, 4.4, 4.5
      • //us-parties/agents/agent/sequence
    • XML 4.0, 4.1, 4.2
      • //parties/agents/agent/sequence
  • LAST_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //us-parties/agents/agent/addressbook/last-name
      • //us-parties/agents/agent/last-name
    • XML 4.0, 4.1, 4.2 (first listed is highest preference)
      • //parties/applicants/applicant/addressbook/last-name
      • //parties/applicants/applicant/last-name
    • APS
      • N/A (see FIRST_NAME)
  • FIRST_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //us-parties/agents/agent/addressbook/first-name
      • //us-parties/agents/agent/first-name/
    • XML 4.0, 4.1, 4.2 (first listed is highest preference)
      • //parties/agents/agent/addressbook/first-name
      • //parties/agents/agent/first-name
    • APS
      • LREP:NAM (whole name of an individual)
  • ORG_NAME
    • XML 4.3, 4.4, 4.5 (first listed is highest preference)
      • //us-parties/agents/agent/addressbook/orgname
      • //us-parties/agents/agent/orgname/
    • XML 4.0, 4.1, 4.2 (first listed is highest preference)
      • //parties/agents/agent/addressbook/orgname
      • //parties/agents/agent/orgname
    • APS
      • LREP:FRM
  • CITY
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • LREP:CTY
  • COUNTRY
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • LREP:CNT
  • STATE
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • LREP:STA
  • ADDRESS
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • LREP:STR
  • POSTCODE
    • XML 4.3, 4.4, 4.5
      •  ?
    • APS
      • LREP:ZIP

Examples

  • APS

The first APS entry of E:\McNair\Projects\SimplerPatentData\data\extracts\granted\pftaps19760106_wk01.txt as a GrantedPatent is 

strings: {PCT_DOCUMENT_NUMBER=null, PATENT_NUMBER=RE0286710, PATENT_GRANT_DATE=19760106, TITLE=Hydrophone damper assembly, APPLICATION_FILING_DATE=19740826, PRIMARY_EXAMINER_FIRST_NAME=Blix; Trygve M., PATENT_TYPE=2, APPLICATION_NUMBER=500649&, PRIORITY_CLAIMS_DATE=null, PRIORITY_CLAIMS_COUNTRY=null, PRIORITY_CLAIMS_PATENT_NUMBER=null}
integers: {NUMBER_OF_CLAIMS=18}
extras: {class org.bakerinstitute.mcnair.models.Citation=[], class org.bakerinstitute.mcnair.models.Sciref=[], class org.bakerinstitute.mcnair.models.Inventor=[strings: {STATE=MI, ORG_NAME=Widenhofer; James W., COUNTRY=null, CITY=Jackson, ADDRESS=null, POSTCODE=null, CITING_PATENT=RE0286710}
integers: {}], class org.bakerinstitute.mcnair.models.AssignmentSummary=[strings: {COUNTRY=null, CITING_PATENT=RE0286710, CITY=Jackson, POSTCODE=null, ORG_NAME=Sparton Corporation, STATE=MI}
integers: {}], class org.bakerinstitute.mcnair.models.Lawyer=[strings: {FIRST_NAME=null, CITY=null, POSTCODE=null, COUNTRY=null, STATE=null, CITING_PATENT=RE0286710, ORG_NAME=Beaman & Beaman, ADDRESS=null}
integers: {}]}
  • XML 4.5

The first XML entry of E:\McNair\Projects\SimplerPatentData\data\extracts\granted\ipg161227.xml as a GrantedPatent is 

strings: {CLASSIFICATION_NATIONAL_COUNTRY=US, PCT_DOCUMENT_NUMBER=, PATENT_COUNTRY=US, APPLICATION_FILING_DATE=20150422, PRIMARY_EXAMINER_FIRST_NAME=Karen, PATENT_NUMBER=, PRIMARY_EXAMINER_LAST_NAME=Kearney, PATENT_KIND=, CLASSIFICATION_NATIONAL_CLASS=D 2614, PATENT_TYPE=design, PATENT_GRANT_DATE=20161227, APPLICATION_NUMBER=29524659, PRIMARY_EXAMINER_DEPARTMENT=2923, TITLE=Smart sports glove}
integers: {NUMBER_OF_CLAIMS=1}
extras: {class org.bakerinstitute.mcnair.models.Citation=[strings: {CITED_PATENT_NUMBER=4051552, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=A, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=6016103, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=A, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=D512549, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=S, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=9189022, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=B2, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=2009/0323316, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=A1, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=2012/0069552, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=A1, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=2012/0081884, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=A1, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=2013/0184092, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=A1, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=2015/0157065, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=A1, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}, strings: {CITED_PATENT_NUMBER=2015/0237181, CITED_PATENT_CATEGORY=, CITED_PATENT_KIND=A1, CITING_PATENT=D0774723, CITED_PATENT_COUNTRY=US}
integers: {}], class org.bakerinstitute.mcnair.models.Sciref=[strings: {CITING_PATENT=D0774723, CITATION_DESCRIPTION=Cheat Code Central | Extra | Predictions | Video Game Foresight—Power Glove 2, posted on Feb. 10, 2011, © 1997-2016 Cheat Code Central [online], [site visited Aug. 15, 2016]. Available from Internet, <URL: http://www.cheatcc.com/extra/predictions-powerglove.html>.}
integers: {}, strings: {CITING_PATENT=D0774723, CITATION_DESCRIPTION=Lazure | 2014: A bleeding edge effort in chips . . . , posted on Dec. 11, 2014, no copyright date posted [online], [site visited Aug. 17, 2016]. Available from Internet, <URL: https://lazure2.wordpress.com>.}
integers: {}, strings: {CITING_PATENT=D0774723, CITATION_DESCRIPTION=SoyaCincau | 2014 | 04 | 01 | Samsung Fingers Smart Glove with Flexible Display, posted on Apr. 1, 2014, © 2016 SoyaCincau.com [online], [site visited Aug. 17, 2016]. Available from Internet, <URL: http://www.soyacincau.com/2014/04/01/samsung-fingers-smart-glove-with-flexible-display/>.}
integers: {}, strings: {CITING_PATENT=D0774723, CITATION_DESCRIPTION=Tech Ticking | 2014 | 12 | Top 10 of the Best 2014 Wearables, posted by Rami Raouagi on Dec. 19, 2014, © 2016 Tech Ticking [online], [site visited Aug. 17, 2016]. Available from Internet, <URL: http://www.techticking.com/2014/12/top-10-of-best-2014-wearables.html/>.}
integers: {}], class org.bakerinstitute.mcnair.models.Inventor=[strings: {ORG_NAME=, CITING_PATENT=D0774723, LAST_NAME=Daniel, FIRST_NAME=Isaac S., SEQUENCE=}
integers: {}], class org.bakerinstitute.mcnair.models.AssignmentSummary=[], class org.bakerinstitute.mcnair.models.Lawyer=[]}
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